产品形象
Risk Assessments and what you need to know when performing your SOC engagements
审计 & 保证
网络直播

Risk Assessments and what you need to know when performing your SOC engagements

Learn more about risk assessments and how you can help 客户端s identify and manage their third-party risks.

$71 - $82
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格式

网络直播

日期

2024年6月25日

NASBA研究领域

审计

CPE学分

1

教练

Neha年代. 帕特尔,安吉拉·阿普尔比

可用性

3个月

产品编号

WC4527314

 视图  
 业务 & 合作伙伴 
产品详细信息

识别和减轻潜在的威胁

Risk assessments have been a primary focus area for firms as well as peer reviewers. Assessing risk is a continual process through an engagement life cycle (from 客户端 acceptance to planning to evaluating the results).

This session will strive to answer three questions related to third-party risk management:

  • 什么是风险评估?
  • 我们为什么一直在说这个?
  • 从哪里开始呢??

关键的188bet亚洲真人体育下载

  • 什么是风险评估?
  • 为什么风险评估很重要?
  • 你应该从哪里开始进行风险评估?
  • 同行审稿人应该如何进行风险评估?

学习成果

  • Identify the different types of risk assessments and their role within an engagement.
  • Identify materiality considerations when performing a risk assessment.

谁将受益

  • 经理, senior managers and 合作伙伴s responsible for performing and managing their firms' SOC for Service Organizations engagements
信用信息
CPE学分
1
NASBA研究领域
审计
先决条件
没有一个
访问
这是一个数字产品. With full paid access the content will be available to you for 3个月 after purchase date.
持续时间
1 hr
更多信息请参考 CPE要求和NASBA赞助信息
定价
你有美国注册188bet亚洲真人体育下载或CIMA会员资格吗? 登录 申请会员折扣.
非会员
$82.00
协会成员
$71.00
CIMA会员
$71.00

为您的团队进行分组订购

2至5名注册人

节省时间与我们的团体订购表格. We’ll send a consolidated invoice to keep your learning expenses organized.

开始的订单

6 +注册者

我们可以提供团体折扣. 电子邮件 客户端.support@aicpa-cima.com
美国客户来电 1-800-634-6780 (选择 1)

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演讲者
Neha年代. 帕特尔
Neha帕特尔, 188bet亚洲真人体育下载网址, 中钢协, CDPSE, has nearly 20 years of experience in public accounting and internal audit, 强调治理, 风险和合规约定. An American Institute of Certified Public Accountants (AI188bet亚洲真人体育下载网址) System and Organization Control (SOC) Specialist, 她专注于提供SOC审计, Sarbanes-Oxley compliance and other technology consulting services. 关于她的职业生涯, Neha has been one of the AI188bet亚洲真人体育下载网址's training leaders for the national SOC School and with the AI188bet亚洲真人体育下载网址 to help build the testing criteria for the SOC certificate. 作为公司SOC审计方法的领导者, she is deeply experienced with the integration of financial reporting and technology services. She also has extensive experience leading outsourced and co-sourced internal audit engagements for publicly traded and privately held companies across multiple industries, 包括金融服务, 能源, 零售/分销和技术. Neha is an active participant in numerous industry associations, including the Information Systems 审计 and Control Association (ISACA), 和内部审计师协会(IIA), 以及美国注册188bet亚洲真人体育下载. She is a Board Member for the McCombs BBA Advisory Board at the University of Texas at Austin and serves as a member of the Dallas Regional Chamber's Executive Women's Roundtable, 一个由女性高管组成的精英组织. 她还担任韦弗多元化顾问委员会成员, 公平和包容倡议, INSPIRECulture. Neha是一名188bet亚洲真人体育下载网址。, a Certified Information Systems 审计or (中钢协) and Certified Data Privacy Solutions Engineer (CDPSE). She earned a Master of Professional Accounting and a Bachelor of 业务 Administration in accounting, 辅修管理信息系统, from the McCombs School of 业务 at The University of Texas at Austin.
安吉拉Appleby
188bet亚洲真人体育下载网址, ctp和EOT工作组主席
作为落基山脉地区的网络安全领导者, Angela assists public and private companies with risk assessments, 内部控制, 过程评价. 拥有20多年的经验, her expertise includes service organization control (SOC) 审计; payment card industry (PCI) 审计; Sarbanes-Oxley (SOX) 404; IT control assessments, 审计, and documentation; ISO 27001 compliance and readiness; and security 审计. Her 客户端s appreciate that she keeps their best interests in mind, and she genuinely advises them to not begin specific 审计 until they’re prepared to be continually audited. Angela also brainstorms with them on the most efficient approach to meeting their needs while getting a quality deliverable. Her greatest source of pride within her firm was establishing and growing their practice in the Rocky Mountain region. 识别和理解商业机会, Angela is genuine in all her interactions and consults with 客户端s to ensure moving forward is in their best interest. 三年了, she was a national instructor for the AI188bet亚洲真人体育下载网址’s SOC reporting task force, 教育公司和公司如何执行SOC审计. She assisted with both the CITP exam as well as the SOC certificate program, and most recently supported the Privacy Task Force in developing the AI188bet亚洲真人体育下载网址 Privacy Management Framework published in May 2020. 安吉拉是美国注册188bet亚洲真人体育下载的会员, ISACA, 国际隐私专家协会, the International Information System Security Certification Consortium, and the Denver chapter of the Information Systems Security Association. 她得了B.B.A. in accounting and computer applications from the University of Notre Dame, and spends time outside of work with her husband and two kids.
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